Self-regulatory organization

Results: 1339



#Item
41Notice of Filing of Proposed Rule Change to Amend the Seventh Amended and Restated Operating Agreement of the New York Stock Exchange LLC.

Notice of Filing of Proposed Rule Change to Amend the Seventh Amended and Restated Operating Agreement of the New York Stock Exchange LLC.

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Source URL: www.sec.gov

Language: English - Date: 2015-04-20 15:34:46
42Proposed Rule: Exemption for Certain Exchange Members

Proposed Rule: Exemption for Certain Exchange Members

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Source URL: www.sec.gov.

Language: English - Date: 2015-03-31 08:42:36
43SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BYXApril 16, 2015 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chan

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BYXApril 16, 2015 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chan

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Source URL: www.sec.gov

Language: English - Date: 2015-04-16 13:53:08
44Hello, my name is Bob Stammers and I am a CFA charterholder and the director of investor education at CFA Institute It has become tradition at the IFIE-IOSCO Global Conference to recognize the generosity of the sponsorin

Hello, my name is Bob Stammers and I am a CFA charterholder and the director of investor education at CFA Institute It has become tradition at the IFIE-IOSCO Global Conference to recognize the generosity of the sponsorin

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Source URL: www.ifie.org

Language: English - Date: 2012-07-03 10:22:44
45J. R. Soc. Interface, S85–S94 doi:rsiffocus Published online 28 May 2008 REVIEW

J. R. Soc. Interface, S85–S94 doi:rsiffocus Published online 28 May 2008 REVIEW

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Source URL: www.itp.uni-bremen.de

Language: English - Date: 2011-08-10 05:51:03
46TREASURY CIRCULAR NO4October 2013 Guidelines on the Recognition of Government Securities Brokers and Sponsorship of RoSSPrincipal Securities Accounts I.

TREASURY CIRCULAR NO4October 2013 Guidelines on the Recognition of Government Securities Brokers and Sponsorship of RoSSPrincipal Securities Accounts I.

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Source URL: www.treasury.gov.ph

Language: English - Date: 2014-03-21 05:05:55
47Alliancelogoref.whitevect [Converted]

Alliancelogoref.whitevect [Converted]

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Source URL: www.ort.hu

Language: English - Date: 2012-09-13 04:09:03
48Page 15 of 15 EXHIBIT 5 (additions are underlined; deletions are [bracketed]) ***** Chicago Board Options Exchange, Incorporated Rules

Page 15 of 15 EXHIBIT 5 (additions are underlined; deletions are [bracketed]) ***** Chicago Board Options Exchange, Incorporated Rules

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Source URL: www.sec.gov

Language: English - Date: 2015-04-06 16:43:09
49Office of Investor Education and AdvocacyPlanning Document

Office of Investor Education and AdvocacyPlanning Document

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Source URL: www.ifie.org

Language: English - Date: 2012-07-06 08:24:05
50Regulatory Notice	  11-19 Books and Records

Regulatory Notice 11-19 Books and Records

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Source URL: www.finra.org

Language: English - Date: 2015-01-07 09:38:16